ICWA FINAL CORPORATE LAW AND COMPLIANCE

CORPORATE LAWS AND COMPLIANCE 

Study Note 1 : The Companies Act, 2013 

  • Incorporation of Company and Matters Incidental Thereto
  • Prospectus and Allotment of Securities
  • Private Placement
  • Share Capital and Debentures
  • Acceptance of Deposits by Companies
  • Declaration and Payment of Dividend Accounts of Companies
  • Audit and Auditors
  • Appointment and Qualifications of Directors
  • Meetings of Board and its Powers
  • Appointment and Remuneration of Managerial Personnel
  • Inspection, Inquiry and Investigation
  • Removal of Names of Companies from the Register of Companies
  • Revival and Rehabilitation of Sick Companies
  • Winding Up
  • Companies Authorised to Register under this Act
  • Companies Incorporated Outside India
  • Registration Offices and Fees
  • NIDHIS
  • Special Courts
  • Miscellaneous
  • Incorporation of Producer Companies and other matters

Study Note 2 : Laws and Procedures for Corporate Restructuring 

  • Compromises, Arrangements and Amalgamations
  • Prevention of Oppression and Mismanagement

Study Note 3 : SEBI Laws and Regulation 

  • The Securities and Exchange Board of India Act, 1992
  • The Securities Contracts (Regulation) Act, 1956
  • SEBI (Issue of Capital and Disclosure Regulations), 2009
  • Corporate Governance of Listing Agreement
  • SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Study Note 4 : The Compitition Act, 2002 and its Role in Corporate Governance

 Preliminary 

  • Prohibition of Certain Agreements, Abuse of Dominant Position and Regulation
  • of Combinations
  • Compition Commission Of India
    • Duties, Powers And Functions Of Commission
  • Duties Of Director General Penalties
  • Competition Advocacy
    • Finance, Accounts And Audit
  • Competiton Appellate Tribunal
  • Miscellaneous
  • MRTP Act, 1969 & Competition Act, 2002
  • Competition Act, 2002 And Corporate Governance

Note 5 THE BANKING LAWS

  • The Banking Regulation Act, 1949
    • The SecuritisationAnd Reconstruction of Financial Assests and Enforcement
  • of Security Interest Act, 2002
  • The Prevention of Money aundering Act, 2002
    • The Foreign Exchange Management Act, 1999
    • Study Note 6 : Laws Related to Insurance Sector 
    • The Insurance Act, 1938
    • The Insurance Regulatory and Development Authority Act, 1999

Study Note 7 : Laws Related to Power Sector 

  • The Indian Electricity Act 1910

Study Note 8 : Corporate Governance 

  • Overview-Issues and Concepts
  • Corporate Governance Practices/Codes in – UK, Germany, Japan, India and USA
  • Corporate Governance in Family Business
  • Corporate Governance in State-owned Business – the MOU System

Study Note 9 : Social, Environmental and Economic Responsibilities of Business 

  • Corporate Social Responsibility [Section 135]
  • The Companies (Corporate Social Responsibility Policy) Rules, 2014
  • Corporate Social Responsibility– Perspectives and Best Practices
  • Whole Life Costing – Assessment of Socio-economic impact of Strategic and
  • Operational Decisions of Business